-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WW1sn2nMhKMKMuCZRE1oaGDWVkM3ixfuc7tUYmzr8FCFgFQjbZ+XaqaTK2O7PgJW RfLQmP3x3DjDgJzjdugoPw== 0000914260-00-000015.txt : 20000211 0000914260-00-000015.hdr.sgml : 20000211 ACCESSION NUMBER: 0000914260-00-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CROSS A T CO CENTRAL INDEX KEY: 0000025793 STANDARD INDUSTRIAL CLASSIFICATION: PENS, PENCILS & OTHER ARTISTS' MATERIALS [3950] IRS NUMBER: 050126220 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-11024 FILM NUMBER: 531482 BUSINESS ADDRESS: STREET 1: ONE ALBION RD CITY: LINCOLN STATE: RI ZIP: 02865 BUSINESS PHONE: 4013331200 MAIL ADDRESS: STREET 1: ONE ALBION ROAD CITY: LINCOLN STATE: RI ZIP: 02865 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOSS BRADFORD R CENTRAL INDEX KEY: 0000939748 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE ALGION RD CITY: LINCOLN STATE: RI ZIP: 02865 BUSINESS PHONE: 4013331200 SC 13G/A 1 SCHEDULE 13-G AMENDMENT NO. 9 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 9) Under the Securities Exchange Act of 1934 A.T. CROSS COMPANY ------------------ (Name of Issuer) Class A Common Stock, $1 Par Value ---------------------------------- (Title of class of securities) 227478104 --------- (CUSIP number) (A fee is not being paid with this statement.) SCHEDULE 13G (Amendment No. 9) 1) Name of Reporting Person. Bradford R. Boss ------------------- 2) Check the Appropriate box if a Member of a Group (See Instructions) (a) [_] (b) [_] 3) SEC Use Only...................................... 4) Citizenship or Place of Organization. United States ------------- (5) Sole Voting Power: 302,080 (includes shares acquirable within Number of ------------------------------------------ Shares Bene- 60 days through exercise of stock options) ficially ------------------------------------------ Owned By (6) Shared Voting Power: 1,557,000 (3,361,800 if Class B common Each Report- --------------------------------------- ing Person stock beneficially owned is converted to Class A common stock) With -------------------------------------------------------------- (7) Sole Dispositive Power: 302,080 (see comment under Item 5) ---------------------------------- (8) Shared Dispositive Power: 1,557,000 (3,361,800 if Class B -------------------------------- common stock beneficially owned is converted to Class A -------------------------------------------------------- common stock) ------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person. 3,669,647 (assumes conversion of all outstanding Class B common stock to Class A - -------------------------------------------------------------------------------- common stock and exercise of all options exercisable within 60 days). - --------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). N/A 11) Percent of Class Represented by Amount in Row 9. 21.3% (assumes --------------- conversion of all outstanding Class B common stock to Class A common stock and - -------------------------------------------------------------------------------- exercise of all options exercisable within 60 days held by Reporting Person). - ----------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions). IN Item 1(a). Name of Issuer. --------------- A.T. Cross Company Item 1(b). Address of Issuer's Principal Executive Offices. ------------------------------------------------ The principal executive offices of the issuer are located at One Albion Road, Lincoln, Rhode Island 02865. Item 2(a). Name of Person Filing. ---------------------- The filing is being made by Bradford R. Boss. Item 2(b). Address of Principal Business Office. ------------------------------------- Mr. Boss's principal business office address is One Albion Road, Lincoln, Rhode Island 02865. Item 2(c). Citizenship. ------------ Mr. Boss is a United States citizen. Item 2(d). Title of Class of Securities. ----------------------------- Class A Common Stock, $1.00 Par Value ("Common Stock"). Item 2(e). CUSIP Number. ------------- The CUSIP Number of the issuer's Common Stock is 227478104. Item 3. Not applicable. Item 4. Ownership. ---------- (a) Amount Beneficially Owned. 148,070 shares held directly 153,281 shares acquirable pursuant to options exercisable within 60 days 2,041 shares held by spouse 3,726 shares held by children 1,557,000 shares held indirectly as co-trustee of trusts 729 shares held for his account by A.T. Cross Company Profit Sharing Trust 1,804,800 shares which may be acquired by conversion of Class B Common Stock held as trustee (b) Percent of Class. The shares of Common Stock beneficially owned by ----------------- Mr. Boss represent 21.3% (assumes conversion of all outstanding shares of Class B common stock to an equal number of shares of Class A common stock and exercise of all options exercisable within 60 days). (c) Number of shares of Common Stock as to which Mr. Boss has: (i) sole power to vote or to direct the vote: 302,080 (including ------------------ shares subject to stock options exercisable within 60 days) ------------------------------------------------------------ (ii) shared power to vote or to direct the vote: 1,557,000 --------- (3,361,800 if all Class B shares are converted to Class A shares) ---------------------------------------------------------------- (iii) sole power to dispose or to direct the disposition of: 302,080 (including shares subject to stock options ----------------------------------------------------------- exercisable within 60 days) --------------------------- (iv) shared power to dispose or to direct the disposition of: 1,557,000 (3,361,800 if all Class B shares are converted to ----------------------------------------------------------- Class A shares) Item 5. Ownership of Five Percent or Less of a Class. ---------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on by the Parent Holding Company. ----------------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Members of the Group. ---------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group. ------------------------------- Not applicable. Item 10. Certification. -------------- Not applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 2000 /s/ Bradford R. Boss --------------------------------- Bradford R. Boss -----END PRIVACY-ENHANCED MESSAGE-----